Start your own RIA firm | TD Ameritrade Institutional

Start your own firm

Be your own boss

Are you the fiercely independent type? Does the idea of calling all the shots excite you more than it scares you? Then starting your own RIA firm might be the perfect opportunity for you to show your talents.

Key benefits of starting your own firm

•	Maintain control over your business expenses
•	Have the choice to keep more of what you earn
•	Decide the direction your business takes

We’re here to help

Just because you want to be truly independent doesn’t mean you have to go it alone. We have a whole team of experienced consultants who will be there to help guide you, each step of the way with resources for:
•	Transitioning to the RIA model
•	Setting up and managing your practice
•	Using the right technology
•	Investing and wealth management

At TD Ameritrade Institutional we are committed to helping advisors be successful. We continually look for ways to bring thought leadership and best practices ideas to you that may help your business grow and be successful. Although the information included on this page and the linked tools and calculators aren’t tailored to the circumstances of a particular advisor, we hope you find it educational, informative and that it will help you identify potential opportunities in your business. TD Ameritrade Institutional does not provide legal, tax or compliance advice, this information is not intended to be relied upon as such. Each business and situation is unique, and while the information provided can aid in understanding the potential financial and business implications of a decision, the information should not be used in isolation. You should determine whether the information is appropriate and applicable to you and your firm. You should consult with attorneys or compliance experts that understand your particular circumstances before utilizing any of the ideas presented here in your practice.

Advisors have not received remuneration for participation in providing these testimonials. Advisor testimonials may not represent the experience of all advisors using TD Ameritrade brokerage services. The advisors mentioned are not affiliated with TD Ameritrade Institutional. More information about the advisors is available on the SEC website. TD Ameritrade is not responsible for services or policies of any third party. TD Ameritrade does not recommend or endorse any advisor that utilizes its brokerage or custodial services. TD Ameritrade does not monitor, and is not responsible for, communications between advisors and their clients.

Start your own firm

Be your own boss

Existing TD Ameritrade Institutional Clients:

Exploring Independence?

Start your own firm

Be your own boss

Existing TD Ameritrade Institutional Clients:

Exploring Independence?

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