Becoming an RIA doesn’t necessarily mean giving up commissions. You could go hybrid and register as an independent advisor and an independent broker-dealer. You’ll keep your commission-based business while still enjoying the control of being an RIA.
Potential benefits of going hybrid
| • | Potentially keep revenues from past and future commission sales |
| • | Provide more financial services to clients (insurance, alternative investments, etc.) |
| • | Have the control and flexibility that comes with being an RIA |
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