How to become an independent RIA

What’s your way to the RIA model?

When it comes down to it, there is no right or wrong way to become an independent RIA. There’s only your way. We’re here to support you no matter which direction you choose. So, let’s start exploring the many roads to independence together.

Maybe you’re thinking about breaking free from a wirehouse or an independent broker-dealer. Or you’re a future or recent grad looking to start your career. Or perhaps you already have a career but think it’s time for a change.

It doesn’t matter where you come from, there can be a place for you in the RIA world. Take a closer look at the many options available:

“In this industry, you’re never alone—and that’s one of the best parts about it.”

Todd Resnick

Co-founder and President, One Seven

Advisors have not received remuneration for participation in providing these testimonials. Advisor testimonials may not represent the experience of all advisors using TD Ameritrade brokerage services. The advisors mentioned are not affiliated with TD Ameritrade Institutional. More information about the advisors is available on the SEC website. TD Ameritrade is not responsible for services or policies of any third party. TD Ameritrade does not recommend or endorse any advisor that utilizes its brokerage or custodial services. TD Ameritrade does not monitor, and is not responsible for, communications between advisors and their clients.