RIAs like you make a career out of going to bat for your clients. So we go to bat for you. Whether it’s standing up for national policies that will benefit you and your clients or recruiting a new pool of candidates into the industry to fuel your growth, TD Ameritrade Institutional has long been the champion of RIAs.
New guidance from the SEC on advice standards? Tax legislation that affects Advisors and investors? Murmurings of damaging regulations? We’re on it. TD Ameritrade Institutional has been known for this type of RIA advocacy since the early days. We’re proud to be your voice in Washington.
Outside of regulatory forces, two of the most significant threats to the RIA industry is the ongoing talent shortage and the emergence of robo-advisor products. What’s needed to keep you staffed and relevant to a changing client base? A new generation of Advisors.