Plan Types and Custody Services

We service a range of plan types, including 401(k) and 403(b) Plans, ESOPs, 457 Plans, Defined Benefit Plans, and Non-qualified Defined Contribution Plans. You'll benefit from top-notch custody services, including:

  • Monthly Plan-level account statements
  • Quarterly fee invoices
  • Competitive Mutual Fund Revenue Collection Process
  • Annual trust reports
  • Schedule C Reporting
  • 408(b)(2) disclosure statements
  • Plan-level Mutual Fund Revenue Accounts with quarterly summary and detail reports
  • SOC 1 SSAE 16 Audit
  • Ability to designate TD Ameritrade Trust Company as the Plan's directed trustee
  • Streamlined IRA rollover solutions through TD Ameritrade Trust Company’s brokerage affiliate, TD Ameritrade, Inc.
  • Personalized service from knowledgeable relationship managers who consistently achieve outstanding Customer Satisfaction Index (CSI) scores.*

*Based on Customer Satisfaction Index scores: October 2016, January 2017 and April 2017. TD Ameritrade Trust Company is a non-depository trust company, acts as a custodian and/or directed trustee and is not a member of FINRA or SIPC. TD Ameritrade Trust Company is a subsidiary of TD Ameritrade Holding Corporation.