Plan Types and Services

We service a range of plan types, including 401(k) and 403(b) Plans, 457 Plans, and Non-qualified Defined Contribution Plans. Our comprehensive services and support make it easy for advisors, plan sponsors and participants:

  • Full-service recordkeeping, plan administration and custodial services
  • Plan design support
  • Participant enrollment support and materials
  • Plan documents and supporting forms
  • Compliance testing
  • Form 5500 preparation
  • Guaranteed timely payment of mutual fund revenue sharing
  • Directed trustee services may be available
  • Easy access to plan information online or by phone
  • Rollover assistance when participants leave the plan*

* Advisors should seek independent legal counsel regarding potential conflicts of interest in connection with rollovers from plans that they advise.