Business Transition Services

A seamless transition to RIA? It’s totally possible

Becoming an RIA is a pretty huge move. You want to do it right, but you also have clients to serve and a business to build. Without the benefit of a time machine, you aren’t really sure how it can all get done. Enter the Business Transition Services team. With a dedicated consultant on your side, you can have all the transition details handled swiftly, accurately, and most importantly your way. The end result? Confidence without any business disruptions for you, your firm, or your clients.

Your Business Transition Services team will work with you to:

Develop and deliver a customized business transition plan tailored to your specific needs
Organize your client account information and help you prepopulate critical client paperwork
Provide onsite operations and technology training for you and your associates
Execute priority processing of asset transfers and ensure that new accounts are established quickly and efficiently