TD Ameritrade Retirement Plan (TDARP) | TD Ameritrade Institutional

TD Ameritrade Retirement Plan

A complete retirement plan, built with RIAs in mind

There are a lot of retirement plans out there. But solutions built specifically with RIAs in mind? That’s a little harder to come by.

You want the best options for your clients. Which is why we worked closely with advisors to create a streamlined retirement plan that includes the most sought-after features. The TD Ameritrade Retirement Plan is a simple, flexible, and affordable option for you, your plan sponsors, and their participants.

Strength of a trusted brand

Extensive sales support and marketing materials

A step-by-step guide

Building a successful retirement plan business can be a bit intimidating. When you need some help, turn to the TD Ameritrade Retirement Plan Playbook for information about:
•	Structuring your retirement plan practice
•	Prospecting for and winning business
•	Setting up the plan with TD Ameritrade Trust Company after you’ve won it
•	Servicing and adding value to the plan

Tons of investment options

You get to choose from thousands of investment vehicles to create a customized investment menu for your clients. Oh, and we don’t have any proprietary fund requirements, so you have even more freedom of choice. Score.
•	15,000+ mutual funds
•	1,100 exchange traded funds (ETFs)
•	Self-directed brokerage accounts (SDBAs)
•	Unitized managed accounts (UMAs)
•	Collective investment funds (CIFs)
•	Institutional Money Market Deposit Account (FDIC insured)

A variety of plan types

Give clients exactly what’s best for them and their participants with a choice in plans.
•	401(k) plans
•	403(b) plans
•	Eligible governmental 457(b) plans

Support and service

No matter where you’re at in the process, you’ll never be left out in the cold. We’ll be working right alongside you to provide your retirement plan clients with:
•	Full-service recordkeeping, plan administration, and custodial services
•	Plan design support
•	Participant enrollment support and materials
•	Plan documents and supporting forms
•	Compliance testing
•	Form 5500 preparation
•	Guaranteed timely payment of mutual fund revenue sharing
•	Directed trustee services (may not be available for all plan types)
•	Easy access to plan information online or by phone
•	Rollover assistance when participants leave the plan

Carefully consider the investment objectives, risks, charges and expenses before investing. A prospectus, obtained by calling 877-270-6892, contains this and other important information about an investment company. Read carefully before investing.

Mutual funds are subject to market, exchange rate, political, credit, interest rate and prepayment risks, which vary depending on the type of mutual fund. Fund purchases may be subject to investment minimums, eligibility, and other restrictions, as well as charges and expenses.

ETFs can entail risks similar to direct stock ownership, including market, sector, or industry risks. Some ETFs may involve international risk, currency risk, commodity risk, leverage risk, credit risk and interest rate risk. Trading prices may not reflect the net asset value of the underlying securities. Commission fees typically apply

The TD Bank USA, N.A. Institutional Money Market Deposit Account (Institutional MMDA) is included as an investment option in your plan menu. The Institutional MMDA enables participants to have access to an FDIC insured product. In addition to the Institutional MMDA, the plan sponsor may select other cash or money market options for the plan menu.

Advisors should seek independent legal counsel regarding potential conflicts of interest in connection with rollovers from plans that they advise.

Custody, directed trustee, recordkeeping, plan design support, and plan administration are provided by TD Ameritrade Trust Company, a non-depository trust company. Brokerage services are provided by TD Ameritrade, Inc., member FINRA/SIPC.

TD Ameritrade Trust Company and TD Ameritrade, Inc., are separate but affiliated subsidiaries of TD Ameritrade Holding Corporation (“TD Ameritrade”). TD Bank USA, N.A., TD Ameritrade, Inc., and TD Ameritrade Trust Company are affiliated through their parent companies. Business development support, guidance, and tools are provided to independent registered investment advisors by TD Ameritrade Institutional, a division of TD Ameritrade, Inc.

TD Ameritrade Retirement Plan

A complete retirement plan, built with RIAs in mind

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