There are a lot of retirement plans out there. But solutions built specifically with RIAs in mind? That’s a little harder to come by.
You want the best options for your clients. Which is why we worked closely with advisors to create a streamlined retirement plan that includes the most sought-after features. The TD Ameritrade Retirement Plan is a simple, flexible, and affordable option for you, your plan sponsors, and their participants.
A step-by-step guide
| Building a successful retirement plan business can be a bit intimidating. When you need some help, turn to the TD Ameritrade Retirement Plan Playbook for information about: | |
| • | Structuring your retirement plan practice |
| • | Prospecting for and winning business |
| • | Setting up the plan with TD Ameritrade Trust Company after you’ve won it |
| • | Servicing and adding value to the plan |
Tons of investment options
| You get to choose from thousands of investment vehicles to create a customized investment menu for your clients. Oh, and we don’t have any proprietary fund requirements, so you have even more freedom of choice. Score. | |
| • | 13,000+ mutual funds |
| • | 1,100 exchange traded funds (ETFs) |
| • | Self-directed brokerage accounts (SDBAs) |
| • | Unitized managed accounts (UMAs) |
| • | Collective investment funds (CIFs) |
| • | Institutional Money Market Deposit Account (FDIC insured) |
A variety of plan types
| Give clients exactly what’s best for them and their participants with a choice in plans. | |
| • | 401(k) plans |
| • | 403(b) plans |
| • | Eligible governmental 457(b) plans |
| • | Non-qualified defined contribution plans |
Support and service
| No matter where you’re at in the process, you’ll never be left out in the cold. We’ll be working right alongside you to provide your retirement plan clients with: | |
| • | Full-service recordkeeping, plan administration, and custodial services |
| • | Plan design support |
| • | Participant enrollment support and materials |
| • | Plan documents and supporting forms |
| • | Compliance testing |
| • | Form 5500 preparation |
| • | Guaranteed timely payment of mutual fund revenue sharing |
| • | Directed trustee services (may not be available for all plan types) |
| • | Easy access to plan information online or by phone |
| • | Rollover assistance when participants leave the plan |
