Open Architecture. Expanded Possibilities.

Advisors get the freedom and flexibility to choose ideal solutions for plan sponsors and their participants, thanks to our vast range of investment options and true open investment architecture platform.

From a universe of mutual funds, Exchange Traded Funds, and Self-Directed Brokerage Accounts from our brokerage affiliate, TD Ameritrade, Inc., to Collective Investment Funds, Unitized Managed Accounts, Stable Value Funds, employer stock, and more, you'll have access to a wide variety of products across many different styles.

Mutual Funds

Access to a selection of more than 13,000 mutual funds from over 500 fund families enables advisors to create customized investment menus for plan sponsors and participants. Choose from an extensive fund universe and have the ability to provide investment selections that align with factors like years to retirement and risk tolerance.

Exchange Traded Funds (ETFs)

Our ETF offering empowers you to provide diversified and flexible investment options to your clients and their participants. Download our ETF Information Sheet to learn more.

Self-Directed Brokerage Accounts (SDBAs)

With SDBAs, provided through our brokerage affiliate, TD Ameritrade, Inc., participants can go beyond their Plan's core investment options and gain access to a wide variety of additional choices, including publicly traded funds and stocks. SDBAs allow plan sponsors to deliver an extra level of diversification and personalization to participants. Download our Self-Directed Accounts Brochure or visit our SDBA page to learn more.

Carefully consider the particular ETF or mutual fund's investment objectives, risks, charges and expenses. To obtain a prospectus containing this and other important information, please call a TD Ameritrade representative at 877-270-6892. Please read the prospectus carefully before investing.

Unitized Managed Accounts (UMAs)

With UMAs, you can deliver a managed, customized investment strategy with full-fee disclosure at a competitive price. UMAs are advisor-managed portfolios that are valued or "unitized" daily and may include publicly traded equities, privately held stocks, ETFs, and mutual funds.

Collective Investment Funds (CIFs)

CIFs allow advisors to provide advanced diversification grounded in a specific investment strategy. CIFs are investment vehicles offering asset allocation solutions using mutual funds and ETFs, and can help meet a wide range of investment objectives, including those with a specific retirement date or desired mix of investment types.

Access individual links below: