Dealing with Concentrated Stock Positions

Concentrated or legacy equity holdings may present planning challenges and opportunities. Join us for a discussion about how to potentially hedge, diversify, or generate income from concentrated equity positions. This knowledge may be useful in your conversations with clients and prospects and help expand the range of your practice. This informative webcast can help you:

• Recognize the challenges and potential opportunities that concentrated stock positions may present.
• Explore options strategies such as covered calls, stock replacement and collars for managing concentrated position risk.
• Explain the structure of a collar, guidelines for selecting expiration dates and strike prices, and position management.

Continuing Education (CE) Credit: 1 CERTIFIED FINANCIAL PLANNER™ (CFP™) CE credit. 1 CIMA®, CPWA®, CIS^sm and RMA^sm CE credit.

Note: CE credits are not available when accessing the webcast through the replay link. You must attend the live webcast to be eligible for the CE credits.

Options carry a high level of risk and are not suitable for all investors. Certain requirements must be met to trade options. Please read the options disclosure document titled "Characteristics and Risks of Standardized Options". Supporting documentation for any claims or statistical information is available upon request. Investing involves risks, including loss of principal. Hedging and protective strategies generally involve additional costs and do not assure a profit or guarantee against loss.