Solutions for TPAs/Recordkeepers

"TD Ameritrade’s support and brand name helps me make the sale."

Tim Werner, President, Capital Retirement Plan Services, Inc.

Timothy Werner

TD Ameritrade Trust Company is dedicated to helping Third Party Administrators/Recordkeepers (TPAs) achieve a new level of success. That's why we offer comprehensive custodial services, an open architecture platform, proactive back-office support, and opportunities for you to connect with the more than 4,000 independent Registered Investment Advisors (RIAs) who do business with us.

Especially for TPAs/Recordkeepers

It's our goal to support you as you serve plan sponsors and participants. And our consistently high customer satisfaction index scores demonstrate that we’re making a difference for our clients.

You'll appreciate the way we’ve built our model to help you increase transparency and reduce participant fees. Our bi-annual operations workshops will advance your team’s efficiency, enabling you to streamline processes. And our unbundled approach will give you the freedom to work with advisors who fit your philosophy and focus. We’ll work seamlessly with you to help deliver a high quality experience to your clients.

Robust Services

We support you, providing integrated technology for your processing needs, guaranteed mutual fund revenue sharing collection, quarterly reporting, monthly plan-level account statements, quarterly fee invoices, annual trust reports, Schedule C reporting, 408(b)(2) disclosure statements, SSAE 16 Audits, and more.

Jessica Maldonado
"TD Ameritrade Trust Company was able to help us find TPAs with the right price and service for our business and the plans we work with."
Jessica Maldonado

Vice President
Searcy Financial Services, Inc.

Transparency

As regulations continue to drive greater transparency, our commitment to fee transparency assists you in showing plan costs to plan sponsors, so they can make informed decisions.

Mutual Fund Revenue Sharing

Our mutual fund revenue-sharing agreements are frequently revised and negotiated with a goal of providing plans access to the most competitive arrangement. Learn more about our Mutual Fund Revenue Management Services 

Networking Opportunities

Attend or exhibit at TD Ameritrade Institutional's regional and national conferences, and you'll have the ability to connect with up to 4,000 RIAs that custody assets with us.