Solutions for TPAs/Recordkeepers

"TD Ameritrade’s support and brand name helps me make the sale."

Tim Werner, President, BlueStar Retirement Services, Inc.

Timothy Werner

TD Ameritrade Trust Company is dedicated to helping Third Party Administrators/Recordkeepers (TPAs) achieve a new level of success. That's why we offer comprehensive custodial services, an open architecture platform, and proactive back-office support.


Especially for TPAs/Recordkeepers

It's our goal to support you as you serve plan sponsors and participants. And our consistently high customer satisfaction index scores demonstrate that we're making a difference for our clients.

You'll appreciate that our way of doing business helps you increase transparency.

Through our unbundled offering, we give you the freedom to work with advisors who fit your philosophy and focus. You can count on us to work seamlessly with you to help deliver a high quality experience to your clients.

Robust Services

We support you, providing integrated technology for your processing needs, guaranteed timely payment of mutual fund revenue sharing*, quarterly reporting, monthly plan-level account statements, quarterly fee invoices, annual trust reports, Schedule C reporting, 408(b)(2) disclosure statements, SSAE 16 Audits, and more.


*Guarantees timely payments of mutual fund revenues earned on plan balances.

Jessica Maldonado
"TD Ameritrade Trust Company was able to help us find TPAs with the right price and service for our business and the plans we work with."
Jessica Maldonado

Vice President
Searcy Financial Services, Inc.

Transparency

As regulations continue to drive greater transparency, our commitment to fee transparency assists you in showing plan costs to plan sponsors, so they can make informed decisions.

Mutual Fund Revenue Sharing

Our mutual fund revenue-sharing agreements are frequently revised and negotiated with a goal of providing plans access to the most competitive arrangement. Learn more about our Mutual Fund Revenue Management Services